Privacy Policy

Effective March 27, 2026

Monograph Wealth Advisors, LLC (“Monograph,” “the Firm”) is committed to safeguarding the privacy and confidentiality of clients’ personal information entrusted to us in our capacity as an investment adviser. We protect the security and confidentiality of the personal information we maintain and make efforts to ensure that such information is solely used for legitimate business purposes in connection with the management or servicing of client accounts.

Our relationship with our clients is our most important asset, and we take the responsibility that accompanies our access to clients’ nonpublic personal information very seriously. Monograph does not sell such information to any third party and discloses it only as necessary for proper business purposes in connection with the servicing and management of client accounts, as described in this Privacy Policy. This policy outlines our practices regarding the collection, use, and protection of clients’ nonpublic personal information.

PRIVACY POLICY BACKGROUND

Monograph Wealth Advisors, LLC is a U.S. Securities and Exchange Commission ("SEC") registered investment adviser and has adopted this Privacy Policy in accordance with SEC Regulation S-P and the U.S. Gramm-Leach-Bliley Act of 1999. Regulation S-P and the Gramm-Leach-Bliley Act require Monograph to implement policies and procedures designed to protect the nonpublic personal information of clients that we collect in the ordinary course of our business, and to provide clients with a privacy notice describing our information-handling and privacy practices.

In addition, Regulation S-ID requires Monograph to maintain an Identity Theft Prevention Program (ITPP) designed to identify, detect, and mitigate reasonably foreseeable risks of identity theft to clients or the Firm. Monograph has implemented such a program, which includes procedures for identifying and detecting potential, relevant red flags and taking appropriate steps to prevent and mitigate identity theft.

THE INFORMATION WE COLLECT ABOUT YOU

Clients generally provide personal information in connection with opening an account and establishing an advisory relationship. We also collect information through the financial planning and advisory process used to develop and implement clients’ strategies. The types of information we collect may include, among other things:

  • Name and address

  • Email address

  • Phone number

  • Social Security or taxpayer identification number

  • Assets and income

  • Personal objectives or priorities

  • Account balance

  • Investment activity

  • Location of assets and accounts 

In addition, we may collect nonpublic information about clients from the following sources:

  • Information provided on Subscription Agreements, Managed Account Agreements, and other account opening or subscription documents;

  • Information obtained in the course of establishing and maintaining a client relationship, including applications, forms, questionnaires and information submitted through our website; and

  • Information regarding transactions with us, our affiliates, if any, or other parties acting in connection with client accounts.

LIMITING COLLECTION OF INFORMATION 

Monograph only collects personal information reasonably necessary for business purposes, including information required for client account administration, advisory and planning services, and compliance with applicable legal and regulatory requirements.

INFORMATION ABOUT YOU THAT MONOGRAPH SHARES 

Monograph operates as an integrated organization to provide advisory and related services to clients. In connection with the management or servicing of client accounts and the processing of transactions on clients’ behalf, we may share nonpublic personal information with our affiliates, if any, for legitimate business purposes, as permitted by applicable law.

Access to clients’ personal nonpublic information is limited to employees and agents who require such access to perform services for which clients’ have engaged Monograph, and is subject to appropriate confidentiality and information-security controls.

We may also disclose nonpublic personal information to non-affiliated third parties, such as brokers, custodians, and other service providers, as necessary to provide agreed upon services and products to clients as permitted by applicable law. In addition, we may also disclose such information to other financial institutions with whom we have joint business arrangements for proper business purposes related to the management or servicing of client accounts. Clients’ nonpublic personal information may also be disclosed to persons we reasonably believe to be their authorized agents or representatives, to regulators or governmental authorities to satisfy legal or regulatory obligations, and as otherwise required or permitted by law.

From time to time, we may engage third-party service providers to support our business operations. Such service providers are prohibited from using client information for their own purposes and are contractually obligated to maintain strict confidentiality of such information. Their access to and use of client information is limited to the performance of the specific services they have been engaged to provide. Monograph also maintains procedures reasonably designed to oversee service providers that receive or maintain client nonpublic personal information and to address information-security risks associated with such third-party relationships, in accordance with applicable law and regulatory requirements.

Clients have the right, where permitted by law, to opt out of certain disclosures of their nonpublic personal information to non-affiliated parties. Clients may exercise any applicable opt-out rights through their designated support channels or by contacting Monograph’s Chief Compliance Officer at 310.496.7377. Please note that electing to opt out may impact our ability to provide certain services. Monograph does not sell clients’ non-public personal information to any third party.

INFORMATION ABOUT FORMER INVESTORS 

Monograph does not disclose, and does not intend to disclose, nonpublic personal information relating to persons who are no longer our clients to non-affiliated third parties, except as required by applicable law.

CONFIDENTIALITY AND SECURITY 

The Firm maintains a culture of confidentiality and data protection. Our employees receive regular training and guidance regarding their obligation to protect and respect the confidentiality of our clients' nonpublic personal information. In addition, we maintain administrative, physical, and technical safeguards reasonably designed to protect clients’ nonpublic personal information, to guard against unauthorized use or access, and to adapt to evolving risks and applicable legal and regulatory requirements.

In the event of unauthorized access to or use of client personal information that is reasonably likely to result in substantial harm or inconvenience to a client (as defined under Regulation S-P), the Firm will notify affected individuals in accordance with Regulation S-P and other applicable legal and regulatory requirements.

DISPOSAL OF INFORMATION

Monograph takes reasonable measures to safeguard the privacy of your nonpublic personal information at all times, including with respect to the secure disposal of information that is no longer required to be retained. These measures include cross-shredding paper documents and records prior to disposal, as well as permanently erasing data stored on decommissioned or retired hardware and other end-of-life information technology assets in a manner designed to render such information unreadable and incapable of reconstruction.

WE WILL KEEP YOU INFORMED 

We will provide you with a privacy notice on an annual basis for as long as you maintain an ongoing client relationship with us. Periodically, we may amend this privacy policy to reflect changes in our information-handling practices or applicable legal and regulatory requirements. If such changes materially modify our privacy practices, we will furnish you with an updated notice. We will not amend this privacy policy to permit the sharing of client nonpublic personal information other than as described herein unless we first notify you and, where required by law, provide an opportunity to opt out of such information sharing. You may request a current copy of our privacy policy at any time by contacting Monograph at 310.496.7377 or by email at claire@mgwealth.com.

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